Carrick Wealth's reply to:

Carrick Wealth denying claims of illegal advice and being under investigation

Carrick Wealth's reply:

Dear Mr McNair,

Herewith please find attached the official response from the FSB, dated September 3, 2014.

As you can clearly see, the FSB confirms that it “could not find any evidence to support the allegations made by the complainant (Mr Karl Edwards)”

There is a distinction between providing information and options as opposed to providing advice. The information you refer to in your email correspondence with Mike Fannin is available in the public domain and does NOT constitute giving advice. This would only be given in the form of an official “Advice Record” and will have been preceded with you having signed an “Appointment of Advisor” form, authorising Mike Fannin to provide you with advice. No such form exists, which would imply that it was information as opposed to advice that was given to you. Additionally no investment recommendations or decisions would have been made without said documentation being in place.

In one of your earlier “reviews” you make reference to Metropolitan Police case numbers and complaints lodged with the FCA, I can confirm that we have not received any notification of these enquiries, but are following them up with the relevant authorities from our side to ascertain their validity and status.

I can acknowledge that we received your email to Carrick Legal. In light of the above, we have chosen not to respond until such time as we have concluded our investigations.
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